Overview of Capital Resources -
U.S. Securities Laws 
(Slide 9  of 50)

• U.S. and State securities laws set the rules for offering and selling stock and other securities.
• Although the securities laws are complex, the basic rules applicable to U.S. companies selling securities include:
  • The securities must be registered or sold pursuant to an existing private placement exemption.
  • Appropriate disclosure about the company must be made to potential investors.
  • Securities issuers and others involved in offerings must provide accurate information and avoid misleading statements or omissions.
  • Federal and state securities laws must be complied with.

« Last Slide / Next Slide »